Best Investors Account Sign in

Alyson Jane Guest

Mml Investors Services, LLC

Houston, TX

CRD 2863032

Claim This Profile
Employer firm

Mml Investors Services, LLC CRD 10409

$116B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2017-03-25
  • TX RA
    APPROVED
    Since 2017-03-25

Branch Locations

3040 Post Oak Boulevard Suite 2000, Houston, TX 77056 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Metlife Securities Houston TX 10/2008 Present
Massmutual Life Insurance Company Houston TX 07/2016 Present
Mml Investors Services, Llc Houston TX 03/2017 Present
  • 10/2008 → Present
    Metlife Securities
    Houston, TX
  • 07/2016 → Present
    Massmutual Life Insurance Company
    Houston, TX
  • 03/2017 → Present
    Mml Investors Services, Llc
    Houston, TX
Previous Registrations
  • 2011-10-12 → 2017-03-25
    Msi Financial Services, Inc.
    Houston, TX
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2011-08-29
S63 Uniform Securities Agent State Law Examination 1997-03-13
  • S65 Uniform Investment Adviser Law Examination
    2011-08-29
  • S63 Uniform Securities Agent State Law Examination
    1997-03-13

View on SEC IAPD

More in Houston, TX

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor