John Herbert Cadwell

Employer firm

Independent Financial Group, LLC CRD 7717

$12.9B regulatory AUM 301 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2010 → Present
  Independent Financial Group
  San Diego, CA
• 07/2023 → Present
  Estate Of Paul E. Troutner
  Long Beach, CA

Other Businesses

(1) INSURANCE POSITION: Independent Contractor NATURE: Insurance outside of IFG INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 05/07/2010 ADDRESS: 881 Dover Drive, Suite 11, Newport Beach CA 92663, United States DESCRIPTION: SALES OF FIXED INSURANCE PRODUCTS LIFE & HEALTH. (2) NOTARY POSITION: Officer/Director NATURE: Notary INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 05/07/2010 ADDRESS: 881 Dover Drive, Suite 11, Newport Beach CA 92663, United States DESCRIPTION: NOTARY PUBLIC (3) ESTATE OF PAUL E. TROUTNER POSITION: Agent/Representative NATURE: Acting as a POA, Trustee, Executor (This activity is strictly limited and will only be approved for direct family members. If you have questions, please call a Compliance Officer). INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 07/13/2023 ADDRESS: 136 Syracuse Walk, Long Beach CA 90803, United States DESCRIPTION: I have been appointed as the Administrator of the Estate of Paul E. Troutner. (4) ANNE W. WHEATON ESTATE POSITION: Agent/Representative NATURE: Consulting Services INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 0 START DATE: 12/01/2025 ADDRESS: 881 Dover Drive, Suite 11, Newport Beach CA 92663, United States DESCRIPTION: Provide Financial Consulting Services to Betty S. Leone, Executor of the Anne W. Wheaton Estate. Duties will include the preparation, processing, organization, and filing of investment and bank account documents, as well as the sale of the decedent's real property located at 1649 Corsica Place in Costa Mesa, CA. Provide Non-Financial Consulting Services to the Executor of the Anne W. Wheaton Estate. Duties will involve the the sale of precious metals, non-costume jewelry, Persian rugs, furniture, and an automobile.

Exams

• S65 Uniform Investment Adviser Law Examination
  2012-08-07
• S63 Uniform Securities Agent State Law Examination
  1997-05-16