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425 Market Street 17Th Floor, San Francisco, CA 94105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2019-01-02 |
| CT | RA | APPROVED | 2003-06-11 |
Branch Locations
300 Atlantic St. Suite 130, Stamford, CT 06901-3514 • United States
1248 Post Road Suite 100, Fairfield, CT 06824-6008 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Charles Schwab & Co., Inc. | Stamford | CT | 04/2003 | Present |
| Charles Schwab Bank | Stamford | CT | 02/2005 | Present |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1997-05-16 |
| S65 | Uniform Investment Adviser Law Examination | 1997-05-16 |
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