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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 1999-09-09 |
Branch Locations
15715 S Dixie Hwy Ste 413, Miami, FL 33157-1884 • United States
Cutler Bay, FL • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Miami | FL | 09/2005 | 03/2020 |
| Ameriprise Financial Services, Llc | Miami | FL | 03/2020 | Present |
Business Ownership; James Philippeaux & Associates Inc; ; Management; 21100 SW 87 AveSuite 413Palmetto Bay, FL 33157, ,; Not Investment-Related; 05/02/2014; 1 to 9 hours per month; 0 during trading hours / Brosius, Clark, Philippeaux, LLC; Pay and Managed Group expenses; Business entity established to coordinate operating expenses; 15715 South Dixie Hwy. Suite 413, , Palmetto Bay, FL, 33157; Not Investment-Related; 02/15/2022; 1 to 9 hours per month; 0 during trading hours.
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