David Richard Wells

Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2007 → 08/2019
  Citigroup Global Markets Inc.
  Palm Beach, FL
• 01/2020 → 08/2024
  Wells Fargo Clearing Services
  Palm Beach, FL
• 01/2020 → 08/2024
  Wells Fargo Bank
  Palm Beach, FL
• 08/2019 → 01/2020
  Unemployed
  Na, FL
• 11/2024 → Present
  Wells Fargo Clearing Services, Llc
  Palm Beach, FL

Previous Registrations

• 2020-02-20 → 2024-08-30
  Wells Fargo Clearing Services, Llc
  Tarpon Springs, FL
  Palm Beach, FL
• 2007-05-29 → 2019-08-29
  Citigroup Global Markets Inc.
  Boca Raton, FL
  West Palm Beach, FL
  Tampa, FL
  Washington, DC
• 1997-03-26 → 2007-05-29
  Citicorp Investment Services
  Palm Beach, FL
  Palm Beach, FL

Exams

• S65 Uniform Investment Adviser Law Examination
  2003-11-12
• S63 Uniform Securities Agent State Law Examination
  1997-03-18

Other Names

• David Richard Jr Wells
• David Richard Wells
• David Richard Wells Jr
• David Richard Wells
• David Wells