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Gwn Securities Inc. CRD 128929
$4.75B regulatory AUM 54 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
11440 North Jog Road, Palm Beach Gardens, FL 33418-3764 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2014-02-11 |
Branch Locations
11440 North Jog Road, Palm Beach Gardens, FL 33418-3764 • USA
11440 North Jog Road, Palm Beach Gardens, FL 33418-3764 • United States
940 West Valley Road Suite 1200, Wayne, PA 19087 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Gwn Securities Inc | Palm Beach Gardens | FL | 02/2014 | Present |
POA FOR UNCLE, INVESTMENT RELATED, EASTON PA, START DATE 09/01/2012, 1 HOUR PER MONTH SELL INSURANCE AND FIXED ANNUITIES APPROXIMATELY 5-10 HOURS PER MONTH. KADES MARGOLIS, Is Investment Related, DBA, Financial Professional, 02/11/2014,160 hours per month, 160 hours per month during trading hours, Commission Compensation, Securities DBA used in conjunction with Investment Sales. THE COOP SPORTS BAR AND IKITCHEN Is Not Investment Related, Restaurant, Partner in LLC, 2023-08-24, 0 hours per month, 0 hours per month during trading hours, Other Compensation, Partner in LLC which owns the restaurant - no compensation for two years from start date as per LLC agreement
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-03-09 |
| S63 | Uniform Securities Agent State Law Examination | 1997-03-26 |
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