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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
KS RA APPROVED 2024-07-23
TX RA APPROVED_RES 2023-03-06
CA RA APPROVED 2009-10-05
  • KS RA
    APPROVED
    Since 2024-07-23
  • TX RA
    APPROVED_RES
    Since 2023-03-06
  • CA RA
    APPROVED
    Since 2009-10-05

Branch Locations

709 E Telegraph St, Carson City, NV 89701 • United States

4851 W 134Th St Ste C, Leawood, KS 66209 • United States

Sacramento, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Roseville CA 10/2009 03/2020
Ameriprise Financial Services, Inc. Roseville CA 10/2009 03/2020
Ameriprise Financial Services, Llc Pleasanton CA 03/2020 Present
  • 10/2009 → 03/2020
    Ameriprise Financial Services, Inc.
    Roseville, CA
  • 10/2009 → 03/2020
    Ameriprise Financial Services, Inc.
    Roseville, CA
  • 03/2020 → Present
    Pleasanton, CA
Previous Registrations
Other Businesses

Outside Employment; Juno Moneta LLC; I am an advisor on the team Juno Moneta whose revenue flows into the LLC. My GDC feeds the LLC and I am paid out of the LLC.; It's an LLC that holds the team practice here at Ameriprise. I'm one member of the team, an Advisor who delivers advice and asset management services to clients within our team practice. My salary is paid from this LLC and my GDC feeds the LLC along with the GDC from other teammates. I do not own the LLC.; Kansas Office, 4851 W. 134th St, Ste C, Leawood, KS, 66209; Investment-Related; 01/01/2023; 40 to 59 hours per month; 20 to 39 during trading hours.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1997-03-19
S65 Uniform Investment Adviser Law Examination 1997-03-10
  • S63 Uniform Securities Agent State Law Examination
    1997-03-19
  • S65 Uniform Investment Adviser Law Examination
    1997-03-10
Other Names
  • Whistler Wilbur
  • Michelle W Wilbur

View on SEC IAPD

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