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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KS | RA | APPROVED | 2024-07-23 |
| TX | RA | APPROVED_RES | 2023-03-06 |
| CA | RA | APPROVED | 2009-10-05 |
Branch Locations
709 E Telegraph St, Carson City, NV 89701 • United States
4851 W 134Th St Ste C, Leawood, KS 66209 • United States
Sacramento, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Roseville | CA | 10/2009 | 03/2020 |
| Ameriprise Financial Services, Inc. | Roseville | CA | 10/2009 | 03/2020 |
| Ameriprise Financial Services, Llc | Pleasanton | CA | 03/2020 | Present |
Outside Employment; Juno Moneta LLC; I am an advisor on the team Juno Moneta whose revenue flows into the LLC. My GDC feeds the LLC and I am paid out of the LLC.; It's an LLC that holds the team practice here at Ameriprise. I'm one member of the team, an Advisor who delivers advice and asset management services to clients within our team practice. My salary is paid from this LLC and my GDC feeds the LLC along with the GDC from other teammates. I do not own the LLC.; Kansas Office, 4851 W. 134th St, Ste C, Leawood, KS, 66209; Investment-Related; 01/01/2023; 40 to 59 hours per month; 20 to 39 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1997-03-19 |
| S65 | Uniform Investment Adviser Law Examination | 1997-03-10 |
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