Best Investors
Account
Sign in
Best Investors
Account
Sign in
4208 Six Forks Rd Suite 1700, Raleigh, NC 27609 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2021-01-25 |
| TX | RA | APPROVED | 2021-01-25 |
Branch Locations
1410 Rocky Ridge Drive, Suite 150, Roseville, CA 95661 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Roseville | CA | 04/2009 | 09/2017 |
| Placer Summit Financial Group, Llc | Roseville | CA | 10/2009 | 10/2017 |
| Royal Alliance | Sacramento | CA | 09/2017 | 01/2021 |
| Genovese Burford & Brothers | Roseville | CA | 09/2017 | 01/2021 |
| Capfinancial Partners Llc (Captrust) | Raleigh | NC | 01/2021 | Present |
| Capfinancial Securities Llc | Raleigh | NC | 01/2021 | Present |
1) 04/17/2009: REAL ESTATE RENTAL - DAVIS, CA 95616 - LESS THAN 1 HOUR/MONTH OUTSIDE OF SECURITIES TRADING HOURS. 2) 3/3/2010: REAL ESTATE RENTAL - WE HAVE A CONDO WHICH WAS OUR MAIN RESIDENCE NOW HAVE TURNED INTO A CONDO. ADDRESS: PRIVATE RESIDENCE. THE RENTERS ARE NOT CUSTOMERS OR HAVE ANY CONNECTION TO B/D OR RIA. RENTAL INCOME. THIS IS ONE UNIT. - 1-2 HOURS/MONTH OUTSIDE OF SECURITIES TRADING HOURS.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-05-02 |
| S63 | Uniform Securities Agent State Law Examination | 1997-04-25 |
Reach out to this advisor