Brendan Thomas Smith

Current Employers

Savant Wealth Management

190 Buckley Drive, Rockford, IL 61107 • United States

Current Registrations

Authority	Category	Status	Date
CT	RA	APPROVED	2026-04-17

CT RA
APPROVED

Since 2026-04-17

Branch Locations

190 Buckley Drive, Rockford, IL 61107 • United States

246 Goose Lane Suite 201, Guilford, CT 06473 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Shoreline Financial Advisors, Llc	Guilford	CT	05/2008	03/2023
Shoreline Financial Advisors, Llc	Guilford	CT	07/1996	03/2023
Purshe Kaplan Sterling	Albany	NY	06/2008	09/2019
Exencial Wealth Advisors, Llc	Oklahoma City	OK	01/2023	03/2026
Savant Wealth Management	Rockford	IL	04/2026	Present

05/2008 → 03/2023

Shoreline Financial Advisors, Llc

Guilford, CT
07/1996 → 03/2023

Shoreline Financial Advisors, Llc

Guilford, CT
06/2008 → 09/2019

Purshe Kaplan Sterling

Albany, NY
01/2023 → 03/2026

Exencial Wealth Advisors, Llc

Oklahoma City, OK
04/2026 → Present

Savant Wealth Management

Rockford, IL

Previous Registrations

2023-01-18 → 2026-04-30

Exencial Wealth Advisors

Guilford, CT

Oklahoma City, OK
2008-07-15 → 2023-03-16

Shoreline Financial Advisors, Llc

Guilford, CT
2000-01-03 → 2008-06-17

Raymond James Financial Services, Inc.

Guilford, CT

Guilford, CT

Other Businesses

NON-INVESTMENT RELATED. GROUP LIFE AND HEALTH INSURANCE, PRINCIPAL, AFFILIATED GROUP, 07/96 TO PRESENT, 1 HRS/MTH, .25 HOURS DURING TRADING HOURS, MANAGEMENT OF OPERATION

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1999-09-02
S63	Uniform Securities Agent State Law Examination	1997-05-24

S65 Uniform Investment Adviser Law Examination

1999-09-02
S63 Uniform Securities Agent State Law Examination

1997-05-24

Designations

View on SEC IAPD