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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2026-01-30 |
| PA | RA | APPROVED | 2020-02-20 |
| WV | RA | APPROVED | 2018-05-02 |
Branch Locations
North Myrtle Beach, SC • United States
North Myrtle Beach, SC • United States
1206 Chapline St Ste 175, Wheeling, WV 26003 • United States
Hidden Valley, PA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Hazlett, Burt & Watson, Inc. | Wheeling | WV | 08/2003 | 04/2018 |
| Ameriprise Financial Services Inc | Wheeling | WV | 04/2018 | 03/2020 |
| Ameriprise Financial Services, Llc | Wheeling | WV | 03/2020 | Present |
Business Ownership; Bernadette M Smith, LLC; Owner; set up to manage business part of practice; 1206 Chapline Street, Suite 175, Wheeling, WV, 26003; Not Investment-Related; 03/20/2019; 1 to 9 hours per month; 1 to 9 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-07-02 |
| S63 | Uniform Securities Agent State Law Examination | 1997-04-17 |
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