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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2026-06-02
FL RA APPROVED 2023-08-18
  • CO RA
    APPROVED
    Since 2026-06-02
  • FL RA
    APPROVED
    Since 2023-08-18

Branch Locations

Sarasota, FL • United States

Edwards, CO • United States

2 N. Tamiami Trail Suite 804, Sarasota, FL 34236 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Isc Financial Advisors Albert Lea MN 09/2016 11/2017
Guardian Wealth Strategies, Llc Minneapolis MN 11/2017 11/2019
Independent Insurance Agent Minneapolis MN 09/2018 11/2019
Merrill Lynch, Pierce, Fenner & Smith Incorporated Wayzata MN 11/2019 08/2023
Bank Of America, N.A Wayzata MN 01/2020 08/2023
Raymond James & Associates Sarasota FL 08/2023 Present
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2020-02-28
S65 Uniform Investment Adviser Law Examination 2009-08-07
  • S63 Uniform Securities Agent State Law Examination
    2020-02-28
  • S65 Uniform Investment Adviser Law Examination
    2009-08-07

View on SEC IAPD

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