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880 Carillon Parkway, St. Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2026-06-02 |
| FL | RA | APPROVED | 2023-08-18 |
Branch Locations
Edwards, CO • United States
2 N. Tamiami Trail Suite 804, Sarasota, FL 34236 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Isc Financial Advisors | Albert Lea | MN | 09/2016 | 11/2017 |
| Guardian Wealth Strategies, Llc | Minneapolis | MN | 11/2017 | 11/2019 |
| Independent Insurance Agent | Minneapolis | MN | 09/2018 | 11/2019 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Wayzata | MN | 11/2019 | 08/2023 |
| Bank Of America, N.A | Wayzata | MN | 01/2020 | 08/2023 |
| Raymond James & Associates | Sarasota | FL | 08/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2020-02-28 |
| S65 | Uniform Investment Adviser Law Examination | 2009-08-07 |
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