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Yun Choi Risher

Wells Fargo Clearing Services, LLC

Bellevue, WA

Lynnwood, WA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2017-04-13
  • WA RA
    APPROVED
    Since 2017-04-13

Branch Locations

555 110Th Ave Ne 10Th Fl, Bellevue, WA 98004 • United States

3400 188Th St Sw Ste 500, Lynnwood, WA 98037 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc Edmonds WA 12/2016 Present
Unemployed Lakewood WA 06/2016 12/2016
Previous Registrations
  • 2009-10-23 → 2016-06-21
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Tacoma, WA
    Tacoma, WA
    Tacoma, WA
    Tacoma, WA
    Seattle, WA
    Federal Way, WA
    Auburn, WA
  • 1998-07-01 → 2009-10-23
    Banc Of America Investment Services, Inc.
    Tacoma, WA
    Tacoma, WA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-01-09
S63 Uniform Securities Agent State Law Examination 1997-07-24
  • S65 Uniform Investment Adviser Law Examination
    1998-01-09
  • S63 Uniform Securities Agent State Law Examination
    1997-07-24
Other Names
  • Yun Kyong Choi
  • Yun Risher

View on SEC IAPD

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