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Karl Dennis Bobo

Ameriprise Financial Services, LLC

Los Angeles, CA

Redondo Beach, CA

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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2023-06-02
TX RA APPROVED 2023-06-01
  • CA RA
    APPROVED
    Since 2023-06-02
  • TX RA
    APPROVED
    Since 2023-06-01

Branch Locations

Los Angeles, CA • United States

Redondo Beach, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Retired Lafayette CA 05/2016 08/2017
Waddell & Reed Inc Campbell CA 08/2017 05/2021
Various Insurance Carriers For W&R Insurance Agencies Lafayette CA 08/2017 04/2021
Just 40 Fitness Pleasant Hill CA 09/2016 04/2021
Ameriprise Financial Services, Llc Los Angeles CA 05/2023 Present
Lincoln Investment Fort Washington PA 05/2021 05/2023
  • 05/2016 → 08/2017
    Retired
    Lafayette, CA
  • 08/2017 → 05/2021
    Waddell & Reed Inc
    Campbell, CA
  • 08/2017 → 04/2021
    Various Insurance Carriers For W&R Insurance Agencies
    Lafayette, CA
  • 09/2016 → 04/2021
    Just 40 Fitness
    Pleasant Hill, CA
  • 05/2023 → Present
    Ameriprise Financial Services, Llc
    Los Angeles, CA
  • 05/2021 → 05/2023
    Lincoln Investment
    Fort Washington, PA
Previous Registrations
  • 2021-06-23 → 2023-06-02
    Lincoln Investment
    Fort Washington, PA
  • 2017-08-09 → 2021-05-14
    Waddell & Reed
    Napa, CA
    Concord, CA
    Seattle, WA
    Reno, NV
    Seattle, WA
    Seattle, WA
    Seattle, WA
    Seattle, WA
  • 2004-02-03 → 2016-06-02
    Waddell & Reed
    Stockton, CA
    Napa, CA
    Concord, CA
    Napa, CA
  • 2001-12-31 → 2004-02-10
    Equitable Advisors, Llc
    Charlotte, NC
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2000-09-28
S63 Uniform Securities Agent State Law Examination 1997-05-23
  • S65 Uniform Investment Adviser Law Examination
    2000-09-28
  • S63 Uniform Securities Agent State Law Examination
    1997-05-23
Other Names
  • Karl Dennis Bobo
  • Karl Bobo

View on SEC IAPD

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