Best Investors Account Sign in

David Todd Dalrymple

Charles Schwab & Co., Inc.

Omaha, NE

Claim This Profile
Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
NE RA APPROVED 2022-10-05
  • NE RA
    APPROVED
    Since 2022-10-05

Branch Locations

200 S. 108 Ave, Omaha, NE 68154 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameristar Casino Council Bluffs IA 01/1996 Present
Ameritrade, Inc. Bellevue NE 07/2003 09/2023
Horseshoe Casino Dealer, Caesars Entertainment Corp Council Bluffs IA 07/2003 Present
Charles Schwab & Co., Inc. Omaha NE 09/2023 Present
  • 01/1996 → Present
    Ameristar Casino
    Council Bluffs, IA
  • 07/2003 → 09/2023
    Ameritrade, Inc.
    Bellevue, NE
  • 07/2003 → Present
    Horseshoe Casino Dealer, Caesars Entertainment Corp
    Council Bluffs, IA
  • 09/2023 → Present
    Omaha, NE
Previous Registrations
  • 2007-01-12 → 2022-10-14
    Td Ameritrade, Inc.
    Omaha, NE
    Omaha, NE
    Omaha, NE
    Omaha, NE
    Omaha, NE
    Omaha, NE
    Omaha, NE
    Omaha, NE
  • 2007-01-12 → 2013-11-20
    Td Ameritrade Investment Management, Llc
    Bellevue, NE
    Omaha, NE
    Omaha, NE
Other Businesses

Name of Outside Business:Horseshoe Casino, Caesars Entertainment Corp; Investment Related:No; Address of Outside Business:2701 23rd Ave., Council Bluffs, IA, 51501, Ext:7123296000,; Nature of Outside Business:Service Industry; Position:Supervisor/Dealer; Start Date:7/10/2003; Hours per month: 40-80; Hours per month during securities trading hours: No; Description of Duties: Casino Supervisor/Dealer - Supervise Dealors on and Deal: Craps, Roulette, Pai Gow, Blackjack, Baccarat, other casino games.? Dealing to customers in person in the casino.? No internet activity. "Part Owner in Bar (Probably 1/3 Ownership)|Investment Related:No|8525 Park Dr. ;Ralston;Nebraska;68127;USA|Restaurant/Food Services|Part Owner|2020-01-01|HoursPerMonth:Less than 20|HoursSpentduringSecurityTrading:0.000000|Part Owner of a Bar. Assist with Hiring employees. Training Employees. Managing employees. May help with Writing Keno tickets. May help with Bookkeeping. Janitorial Duties on Sat. and Sun. Mornings. (This would be very similar to Previous OBA as Part Bar Owner from 07/05/2005 to 01/02/2016.) We have just began the research on this Bar. We have not even talked to the building owner or began negotiating yet. The process has just begun and we may decide not to move forward. I am submitting this now so TD Ameritrade is aware just in case we do complete the purchase of the Bar."

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-01-03
S63 Uniform Securities Agent State Law Examination 2004-02-26
S65 Uniform Investment Adviser Law Examination 1999-12-27
  • S66 Uniform Combined State Law Examination
    2007-01-03
  • S63 Uniform Securities Agent State Law Examination
    2004-02-26
  • S65 Uniform Investment Adviser Law Examination
    1999-12-27
Other Names
  • David Todd Dalrymple
  • David Todd Dalrymple

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Omaha, NE

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor