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Current Employers
Pfs Investments Inc.

1 Primerica Parkway, Duluth, GA 30099-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2019-01-30
KS RA APPROVED 2018-01-03
  • TX RA
    APPROVED
    Since 2019-01-30
  • KS RA
    APPROVED
    Since 2018-01-03

Branch Locations

5440 W 110Th Street Suite 300-A Office 3087, Overland Park, KS 66211 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Dex One Overland Park KS 08/2011 05/2017
Pfs Investments Inc. Overland Park KS 01/1997 Present
Primerica Financial Services Overland Park KS 11/1996 Present
  • 08/2011 → 05/2017
    Dex One
    Overland Park, KS
  • 01/1997 → Present
    Overland Park, KS
  • 11/1996 → Present
    Primerica Financial Services
    Overland Park, KS
Other Businesses

Sales of investment-related products; part-time or full-time, for companies affiliated with PFS Investments Inc. I may also receive non-investment related compensation from Primerica Mortgage, LLC for the sale of loan products and/or Primerica Client Services, Inc. (a co-located affiliate of PFS Investments Inc.) for part-time referrals of home security and automation products, as well as other home related services.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-12-12
S63 Uniform Securities Agent State Law Examination 1997-05-22
  • S65 Uniform Investment Adviser Law Examination
    2017-12-12
  • S63 Uniform Securities Agent State Law Examination
    1997-05-22
Other Names
  • Daron R Wohlgemuth

View on SEC IAPD

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