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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2024-10-04 |
| TX | RA | APPROVED_RES | 2024-10-04 |
Branch Locations
19753 E Pikes Peak Ave Ste G-102, Parker, CO 80138 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Osaic Wealth, Inc. | Parker | CO | 01/2024 | 10/2024 |
| Lpl Financial | Parker | CO | 10/2024 | Present |
| Woodbury Financial Services, Inc | Oakland | CA | 09/2007 | 01/2024 |
1) 2024-10-04 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name. - True North Personal Wealth Management, LLC - DBA for LPL Business (entity for LPL business) - Y - at reported business location(s) - 2024-10-03 - 160hrs/mth - 8hrs/mth during trading 2) 2025-11-10 - True North Personal Wealth Management, LLC - Insurance Agency - Y - 18425 PONY EXPRESS DR UNIT 103 Parker CO 80134 - 2025-10-31 - 10hrs/mth - 10hrs/mth during trading 3) 2025-12-30 - AMK Advisors LLC - Business Entity For Tax/Investment Purposes Only - N - at reported business location(s) - 2025-12-17 - 1hrs/mth - 0hrs/mth during trading 4) 2025-12-30 - True North Latitude 38 LLC - Business Entity For Tax/Investment Purposes Only - N - at reported business location(s) - 2025-12-17 - 1hrs/mth - 0hrs/mth during trading 5) 2026-05-11 - 101Rachaels Place LLC - Real Estate Rental - Y - Parker CO - 2026-04-28 - 30hrs/mth - 0hrs/mth during trading 6) 2026-05-11 - Nature Walk Trail LLC - Real Estate Rental - Y - Parker CO - 2026-04-28 - 30hrs/mth - 0hrs/mth during trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2008-08-29 |
| S63 | Uniform Securities Agent State Law Examination | 1998-07-27 |
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