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Aaron Michael Kennedy

LPl Financial LLC

Parker, CO

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2024-10-04
TX RA APPROVED_RES 2024-10-04
  • CO RA
    APPROVED
    Since 2024-10-04
  • TX RA
    APPROVED_RES
    Since 2024-10-04

Branch Locations

19753 E Pikes Peak Ave Ste G-102, Parker, CO 80138 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Osaic Wealth, Inc. Parker CO 01/2024 10/2024
Lpl Financial Parker CO 10/2024 Present
Woodbury Financial Services, Inc Oakland CA 09/2007 01/2024
  • 01/2024 → 10/2024
    Parker, CO
  • 10/2024 → Present
    Lpl Financial
    Parker, CO
  • 09/2007 → 01/2024
    Woodbury Financial Services, Inc
    Oakland, CA
Previous Registrations
  • 2024-01-19 → 2024-11-08
    Parker, CO
  • 2008-09-10 → 2024-01-19
    Woodbury Financial Services, Inc.
    Lafayette, CA
    Napa, CA
    Parker, CO
Other Businesses

1) 2024-10-04 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name. - True North Personal Wealth Management, LLC - DBA for LPL Business (entity for LPL business) - Y - at reported business location(s) - 2024-10-03 - 160hrs/mth - 8hrs/mth during trading 2) 2025-11-10 - True North Personal Wealth Management, LLC - Insurance Agency - Y - 18425 PONY EXPRESS DR UNIT 103 Parker CO 80134 - 2025-10-31 - 10hrs/mth - 10hrs/mth during trading 3) 2025-12-30 - AMK Advisors LLC - Business Entity For Tax/Investment Purposes Only - N - at reported business location(s) - 2025-12-17 - 1hrs/mth - 0hrs/mth during trading 4) 2025-12-30 - True North Latitude 38 LLC - Business Entity For Tax/Investment Purposes Only - N - at reported business location(s) - 2025-12-17 - 1hrs/mth - 0hrs/mth during trading 5) 2026-05-11 - 101Rachaels Place LLC - Real Estate Rental - Y - Parker CO - 2026-04-28 - 30hrs/mth - 0hrs/mth during trading 6) 2026-05-11 - Nature Walk Trail LLC - Real Estate Rental - Y - Parker CO - 2026-04-28 - 30hrs/mth - 0hrs/mth during trading

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2008-08-29
S63 Uniform Securities Agent State Law Examination 1998-07-27
  • S65 Uniform Investment Adviser Law Examination
    2008-08-29
  • S63 Uniform Securities Agent State Law Examination
    1998-07-27
Other Names
  • Richard Aaron Smith
  • Richard Aaron Smith

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