Brian Alan Blaustein

Current Employers

Employment History

• 06/2002 → 09/2016
  Wall Street Finandial Group
  Rochester, NY
• 06/2002 → 09/2016
  Optima Group
  Rochester, NY
• 09/2016 → 06/2024
  Securities America, Inc.
  Rochester, NY
• 05/2019 → 06/2024
  Securities America Advisors, Inc.
  Rochester, NY
• 06/2024 → Present
  Osaic Wealth, Inc.
  Rochester, NY

Previous Registrations

• 2021-08-17 → 2024-06-14
  Securities America Advisors, Inc.
  Rochester, NY

Other Businesses

1. DBA: BLAUSTEIN, KLUGE, & ASSOCIATES, LLC 2. BLUEMARK ADVISORS (ALREADY APPROVED BY SAI) Associate/Agent NATURE: BlueMark Advisors entered into strategic partnership w/the Greater Rochester Chamber of Commerce (GRCC). BlueMark Advisors will offer fixed insurance policy reviews for Chamber members using Highland Capital Brokerage's back office capabilities. INVEST RELATED: No #HRS: 4 SEC. TRADE HRS: 2 START: 9/13/18 ADDRESS: 2024 W Henrietta Rd Ste 5E Rochester NY 14623 DESCRIPTION: BlueMark Advisors has entered into strategic partnership w/GRCC to market our fixed insurance product services to its members. Also is a revenue sharing/commission split agreement between BlueMark & GRCC for 1st yr & renewal commissions on fixed insurance sales to GRCC members. GRCC has licensed NY LAH insurance agency. BlueMark & GRCC will be listed directly on insurance application, allowing for direct commission & renewal payouts from fixed insurance product carriers. 3. BLAUSTEIN HARTER BCP, LLC POSITION: Member NATURE: Real estate ownership. Blaustein, Harter BCP LLC. Purchased 100% of Ken Graci's share of 2024 West Henrietta Road, Suite 5E Rochester, NY 14623. The property is an office condo. I was renting space prior to the purchase. Ken Graci is a retired SAI representative. Richard Harter (SAI Rep) and I are each 50% members of the LLC that owns the office condo (Blaustein Harter BCP, LLC). INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 01/01/2023 ADDRESS: 2024 West Henrietta Road, Suite 5E, Rochester NY 14623 DESCRIPTION: Paying of bills/bookkeeping - utilities, taxes, insurance, HOA fees, supplies Rent Collection - we have one tenant, Mark Kluge, who is also an SAI rep. 4. BLUEMARK ADVISORS (DBA) POSITION: Sales/Marketing NATURE: Traditional Fixed Life Insurance Sales (Term, UL, EIUL, and Whole Life) Individual Long-Term Disability Insurance, Hybrid Life/Long-Term Care Insurance, Group Insurance Products/Employee Benefits - Medical, Dental, Group Term Life and UL, and group LTD/STD. Annuities - Fixed Deferred Annuities, Single-Premium Immediate Annuities, & Equity Indexed Annuities. Utilizing primarily Highland Capital Brokerage and KAFL Insurance Services for broker on above products. INVESTMENT RELATED: No NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 3 START DATE: 06/01/1998 ADDRESS: 2024 West Henrietta Road, Suite 5E, ROCHESTER NY 14623, United States DESCRIPTION: Sales, marketing, and service of Life Insurance Products to new prospects and existing clients (Term Life, UL, VUL, EIUL & Hybrid Life/LTC). Sales, marketing, and service of Fixed Annuity Products (SPDA, SPIA, EIA). Sales, marketing, and service of Individual Disability Insurance Products (IDI, Overhead Expense, DI Buy-Out). Group Insurance Products (Group Medical, Dental, Life, & Disability).

Exams

• S63 Uniform Securities Agent State Law Examination
  1997-09-26

Other Names

• Brian A Blaustein