Best Investors Account Sign in
Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2018-07-05
FL RA APPROVED 2013-02-13
  • TX RA
    APPROVED_RES
    Since 2018-07-05
  • FL RA
    APPROVED
    Since 2013-02-13

Branch Locations

19 West Garden Street Suite 210, Pensacola, FL 32502 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates, Inc. Pensacola FL 02/2013 Present
Previous Registrations
  • 2007-02-13 → 2013-02-13
    Morgan Keegan & Company, Llc
    Pensacola, FL
    Pensacola, FL
  • 2003-07-10 → 2007-02-20
    Amsouth Investment Management Company Llc
    Birmingham, AL
  • 2003-02-19 → 2003-08-15
    Amsouth Investment Services, Inc.
    Pensacola, FL
    Pensacola, FL
    Pensacola, FL
    Pensacola, FL
    Pensacola, FL
    Pensacola, FL
    Pensacola, FL
    Pensacola, FL
Other Businesses

(1)Name of Business: herman land co Address: 577 e romana st, pensacola , FL, 32502, United States Activity Type: Business Owner Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 01/01/2018 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: owner of the land (2)Name of Business: Herman land co Address: 2107 langley ave, Pensacola, FL, 32504, United States Activity Type: Rental Real Estate Position/Title: Investment Related: Yes Start Date: 01/01/2012 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: (3)Name of Business: pensacola sports association Address: 101 w main st, pensacola, FL, 32502, United States Activity Type: Non profit Position/Title: Officer - Treasurer Investment Related: Yes Start Date: 01/01/2019 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: report financial standings to PS board. act as chairperson to the investment committee.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-07-24
S63 Uniform Securities Agent State Law Examination 1997-04-09
  • S65 Uniform Investment Adviser Law Examination
    1997-07-24
  • S63 Uniform Securities Agent State Law Examination
    1997-04-09
Other Names
  • Daniel D Herman

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Pensacola, FL

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor