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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2006-09-29 |
| AR | RA | APPROVED | 1997-06-12 |
Branch Locations
22 Rahling Circle, Little Rock, AR 72223 • United States
Little Rock, AR • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Little Rock | AR | 09/2005 | 03/2020 |
| Ameriprise Financial Services, Llc | Little Rock | AR | 03/2020 | Present |
Board of Directors; Oscar Washington, Jr. Educational Fund; Vice President; PO Box 166444Little Rock, AR 72216, ,; Not Investment-Related; 06/29/2017; 1 to 9 hours per month; 0 during trading hours / Our Lady of Good Counsel Church; Finance Counsel Chairman; Little Rock, AR, ,; Not Investment-Related; 11/01/2016; 1 to 9 hours per month; 0 during trading hours / IMO Union USA; Member; Little Rock - AR, ,; Not Investment-Related; 01/01/2016; 1 to 9 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-05-21 |
| S63 | Uniform Securities Agent State Law Examination | 1997-05-19 |
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