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John Chukwuemeka Ekeanyanwu

Ameriprise Financial Services, LLC

Little Rock, AR

Little Rock, AR

CRD 2860330

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Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2006-09-29
AR RA APPROVED 1997-06-12
  • TX RA
    APPROVED_RES
    Since 2006-09-29
  • AR RA
    APPROVED
    Since 1997-06-12

Branch Locations

22 Rahling Circle, Little Rock, AR 72223 • United States

Little Rock, AR • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Little Rock AR 09/2005 03/2020
Ameriprise Financial Services, Llc Little Rock AR 03/2020 Present
Other Businesses

Board of Directors; Oscar Washington, Jr. Educational Fund; Vice President; PO Box 166444Little Rock, AR 72216, ,; Not Investment-Related; 06/29/2017; 1 to 9 hours per month; 0 during trading hours / Our Lady of Good Counsel Church; Finance Counsel Chairman; Little Rock, AR, ,; Not Investment-Related; 11/01/2016; 1 to 9 hours per month; 0 during trading hours / IMO Union USA; Member; Little Rock - AR, ,; Not Investment-Related; 01/01/2016; 1 to 9 hours per month; 0 during trading hours.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-05-21
S63 Uniform Securities Agent State Law Examination 1997-05-19
  • S65 Uniform Investment Adviser Law Examination
    1997-05-21
  • S63 Uniform Securities Agent State Law Examination
    1997-05-19
Other Names
  • John Chukwuemera Ekeanyanwu

View on SEC IAPD

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