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801 S. Figueroa Street Suite 610, Los Angeles, CA 90017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-12-08 |
Branch Locations
801 S. Figueroa Street Suite 610, Los Angeles, CA 90017 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| First Foundation Advisors | Los Angeles | CA | 11/2015 | 02/2025 |
| Sfe Investment Counsel Inc. | Los Angeles | CA | 02/2025 | Present |
1.) GBG Southeast - Licensee Owner; Non-investment related; 1074 Hawk Nest Court Jonesborough, TN 37659. A youth travel baseball organization with travel baseball teams ranging from 8U-16U. Jeffrey is the sole licensee owner and oversees the teams in the Southeast. Start date - 08/2022; 10 hours per month spent. Help teams with their rosters, uniforms and schedules.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2001-06-21 |
| S63 | Uniform Securities Agent State Law Examination | 1997-03-07 |
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