Thaddeus Dwight Phelps

Employer firm

Advance Wealth Management Service, LLC CRD 301780

$88.5M regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2005 → 05/2019
  Ameriprise Financial Services, Inc.
  Grand Rapids, MI
• 05/2019 → Present
  Advance Wealth Management Service
  Grand Rapids, MI

Previous Registrations

• 2010-06-25 → 2019-05-14
  Ameriprise Financial Services, Llc
  Grand Rapids, MI
  Bad Axe, MI
  Grand Rapids, MI
  Grand Rapids, MI

Other Businesses

Real Estate Ownership; Commercial; Bad Axe, MI 48413; Not Investment Related; Jan 2001. Business Ownership; Advance Accounting Service; Owner; Tax Preparation (CPA); Bad Axe MI 48413; Not Investment Related; Feb 2014; 1-9 hours per month; 1-9 during trading hours/ Advance Service Group, LLC.; Owner/President; The primary function of this LLC is in the support of businesses I am affiliated with through payroll and other non-investment advisory and non-insurance ancillary services.; Bad Axe MI 48413; Not Investment Related; Sep 2014; 1-9 hours per month; 0 during trading hours. Fiduciary Activities; Named or act in a fiduciary capacity; such as attorney-in-fact, trustee, conservator, guardian, executor or personal representative.

Exams

• S65 Uniform Investment Adviser Law Examination
  2016-08-29
• S63 Uniform Securities Agent State Law Examination
  1997-05-08

Designations

• Certified Financial Planner