Best Investors
Account
Sign in
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 2019-06-06 |
Branch Locations
35 E Main Street, Chilton, WI 53014 • United States
1013 S 8Th Street, Manitowoc, WI 54220 • United States
221 W. College Ave., Appleton, WI 54911 • United States
Green Bay, WI • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Community First Credit Union | Appleton | WI | 05/2013 | 03/2019 |
| Cuso Financial Services, Lp | San Diego | CA | 12/2014 | 03/2019 |
| Lpl Financial Llc | Green Bay | WI | 05/2019 | 08/2021 |
| Bmo Harris Bank | Appleton | WI | 08/2021 | Present |
| Lpl Financial Llc | Appleton | WI | 08/2021 | Present |
1)8/2021- BMO Investment Services- DBA for LPL Business (entity for LPL business)- inv. Related- at reported business location
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-08-04 |
| S63 | Uniform Securities Agent State Law Examination | 1997-04-29 |
Reach out to this advisor