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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2019-06-06
  • WI RA
    APPROVED
    Since 2019-06-06

Branch Locations

35 E Main Street, Chilton, WI 53014 • United States

1013 S 8Th Street, Manitowoc, WI 54220 • United States

221 W. College Ave., Appleton, WI 54911 • United States

Green Bay, WI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Community First Credit Union Appleton WI 05/2013 03/2019
Cuso Financial Services, Lp San Diego CA 12/2014 03/2019
Lpl Financial Llc Green Bay WI 05/2019 08/2021
Bmo Harris Bank Appleton WI 08/2021 Present
Lpl Financial Llc Appleton WI 08/2021 Present
  • 05/2013 → 03/2019
    Community First Credit Union
    Appleton, WI
  • 12/2014 → 03/2019
    Cuso Financial Services, Lp
    San Diego, CA
  • 05/2019 → 08/2021
    Green Bay, WI
  • 08/2021 → Present
    Bmo Harris Bank
    Appleton, WI
  • 08/2021 → Present
    Appleton, WI
Previous Registrations
  • 2014-12-10 → 2019-03-29
    Cuso Financial Services, L.P.
    Appleton, WI
    San Diego, CA
    Appleton, WI
    Appleton, WI
    Greenville, WI
    De Pere, WI
    Appleton, WI
    Green Bay, WI
    Neehan, WI
    Neenah, WI
    Green Bay, WI
    Oshkosh, WI
    Neehan, WI
    Appleton, WI
    Appleton, WI
    New London, WI
    Manitowoc, WI
    Waupaca, WI
    Oshkosh, WI
    Two Rivers, WI
    Menasha, WI
    Neenah, WI
    Kimberly, WI
    Appleton, WI
    Nichols, WI
    Menasha, WI
  • 2013-05-21 → 2014-12-15
    Cuna Brokerage Services, Inc.
    Appleton, WI
    Appleton, WI
    Appleton, WI
    Greenville, WI
    Waupaca, WI
  • 2010-01-11 → 2013-04-30
    Tomahawk, WI
    Clear Lake, NC
    Webberville, MI
    Williamston, MI
    Lansing, MI
    Lansing, MI
    Holt, MI
    Lansing, MI
    Fowlerville, MI
    Hancock, MI
    Kaukauna, WI
    Lanse, MI
    Suamico, WI
    Houghton, MI
    Calumet, MI
    Green Bay, WI
    Green Bay, WI
    Pulaski, WI
    Lena, WI
    Suring, WI
    Townsend, WI
    Omro, WI
    Winneconne, WI
    Wautoma, WI
    Oshkosh, WI
    Suamico, WI
    Pulaski, WI
    Townsend, WI
    Lena, WI
    Suring, WI
    Green Bay, WI
    Centreville, MI
    Sturgis, MI
    Portage, MI
    Colon, MI
    White Pigeon, MI
    Jefferson, WI
    Iron Mountain, MI
    Ishpeming, MI
    Marquette, MI
    Lanse, MI
    Houghton, MI
    Gwinn, MI
    Munising, MI
    Escanaba, MI
    Appleton, WI
    Appleton, WI
    Appleton, WI
    Marinette, WI
    Oconto, WI
    Sturgeon Bay, WI
    De Pere, WI
    Kiel, WI
    Algoma, WI
    Amherst, WI
    Tomahawk, WI
    Clear Lake, WI
    Antigo, WI
    Tomahawk, WI
    Stevens Point, WI
    Ironwood, MI
    Boulder Junction, WI
    Manitowish Waters, WI
    Superior, WI
    Woodruff, WI
    Minocqua, WI
    Hancock, MI
    East Troy, WI
  • 2006-08-09 → 2006-08-09
    Ifmg Securities, Inc.
    Green Bay, WI
    Hancock, MI
    L'ANse, MI
    Calumet, MI
    Houghton, MI
    Suamico, WI
    Green Bay, WI
    Kaukauna, WI
Other Businesses

1)8/2021- BMO Investment Services- DBA for LPL Business (entity for LPL business)- inv. Related- at reported business location

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-08-04
S63 Uniform Securities Agent State Law Examination 1997-04-29
  • S66 Uniform Combined State Law Examination
    2006-08-04
  • S63 Uniform Securities Agent State Law Examination
    1997-04-29
Other Names
  • Amy Jean Goehring

View on SEC IAPD

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