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Deanna Elise Breakey

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Florham Park, NJ

New York, NY

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2018-02-09
  • TX RA
    APPROVED_RES
    Since 2018-02-09

Branch Locations

100 Campus Dr, Florham Park, NJ 07932 • United States

One Bryant Park, New York, NY 10036 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Summit Risk Management, Inc. Parsippany NJ 08/2009 03/2017
Summit Equities, Inc. Parsippany NJ 06/2004 03/2017
Merrill Lynch, Pierce, Fenner & Smith Incorporated Florham Park NJ 01/2018 Present
Santander Florham Park NJ 12/2017 12/2017
Unemployed Lincoln Park NJ 03/2017 12/2017
  • 08/2009 → 03/2017
    Summit Risk Management, Inc.
    Parsippany, NJ
  • 06/2004 → 03/2017
    Summit Equities, Inc.
    Parsippany, NJ
  • 01/2018 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Florham Park, NJ
  • 12/2017 → 12/2017
    Santander
    Florham Park, NJ
  • 03/2017 → 12/2017
    Unemployed
    Lincoln Park, NJ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 1998-04-27
  • S66 Uniform Combined State Law Examination
    1998-04-27
Other Names
  • Deanna Elise Breakey
  • Deanna Breakey

View on SEC IAPD

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Other Offices

WISS PRIVATE CLIENT ADVISORS, LLC · FLORHAM PARK, NJ
JACOBS LEVY EQUITY MANAGEMENT · FLORHAM PARK, NJ
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · FLORHAM PARK, NJ
JACOBS LEVY EQUITY MANAGEMENT · FLORHAM PARK, NJ
JACOBS LEVY EQUITY MANAGEMENT · FLORHAM PARK, NJ
AMERIPRISE FINANCIAL SERVICES, LLC · FLORHAM PARK, NJ
WELLS FARGO CLEARING SERVICES, LLC · FLORHAM PARK, NJ
ROBERT W. BAIRD & CO. INCORPORATED · Florham Park, NJ

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