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Norman Paul Harres

Wells Fargo Clearing Services, LLC

Virginia Beach, VA

Virginia Beach, VA

Norfolk, VA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2005-01-03
  • VA RA
    APPROVED
    Since 2005-01-03

Branch Locations

125 Independence Blvd, Virginia Beach, VA 23462 • United States

905 Kempsville Rd, Virginia Beach, VA 23464 • United States

999 Waterside Dr Ste 1800, Dominion Tower [V4-Rbo], Norfolk, VA 23510 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Virginia Beach VA 05/2009 11/2016
Wells Fargo Clearing Services, Llc Virginia Beach VA 11/2016 Present
Previous Registrations
  • 2002-09-25 → 2003-04-17
    Truist Investment Services, Inc.
    Norfolk, VA
  • 2000-08-09 → 2002-04-25
    Banc Of America Investment Services, Inc.
    Virginia Beach, VA
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1997-04-23
S65 Uniform Investment Adviser Law Examination 1997-04-04
  • S63 Uniform Securities Agent State Law Examination
    1997-04-23
  • S65 Uniform Investment Adviser Law Examination
    1997-04-04
Other Names
  • Paul Harres

View on SEC IAPD

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