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Thomas John Murray

Charles Schwab & Co., Inc.

Lone Tree, CO

CRD 4032103

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Employer firm

Charles Schwab & Co., Inc. CRD 5393

955,800 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Selection of other advisers
  • WRAP FEE PROGRAM SPONSOR AND FINANCIAL PLANNING ADVISOR REFERRAL PROGRAM

From the firm’s Form ADV. Read the guides:

Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2020-01-04
CO RA APPROVED 2005-02-16
  • TX RA
    APPROVED
    Since 2020-01-04
  • CO RA
    APPROVED
    Since 2005-02-16

Branch Locations

9899 Schwab Way Suite 100, Lone Tree, CO 80124-5377 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Lone Tree CO 09/2000 Present
Charles Schwab Bank Lone Tree CO 02/2005 Present
Other Businesses

1) Tom Murray Rental Property | Investment Related:No|7017 Lionshead Pkwy|Lone Tree|CO|80124|USA|Real Estate (Non-Agent/Broker)|Sole Proprietor|3/1/2021|Less than 20|0|I bought a property in Nashville and it is looking like I will be renting it out. The thought was to be a second home and short term rentals from time to time but we have been approached by a tennant who would like to do a long term lease. The home is owned solely in my name.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-02-11
S63 Uniform Securities Agent State Law Examination 2000-02-04
  • S66 Uniform Combined State Law Examination
    2005-02-11
  • S63 Uniform Securities Agent State Law Examination
    2000-02-04
Designations
  • Certified Financial Planner

View on SEC IAPD

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