Joseph Alexander Cuozzi

Current Employers

Employment History

• 03/2015 → Present
  Private Advisor Group, Llc
  New Rochelle, NY
• 03/2015 → Present
  Lpl Financial Llc
  New Rochelle, NY

Previous Registrations

• 2006-09-19 → 2008-07-10
  Cleararc Capital, Inc.
  Pittsburgh, PA
  Cincinnati, OH
• 2005-01-11 → 2006-01-17
  Morgan Stanley Dw Inc.
  Purchase, NY

Other Businesses

1.03/31/2015; Investment products and services are offered through LPL Financial LLC using the DBA/trade name EC Financial Group; Investment Related; at Reported Business Location(s); Start Date ; hrs/mth; hrs during trading 2.12/22/2016; (Hybrid) Private Advisor Group / Private Advisors Group, LLC.; Registered Investment Advisor; Investment Related; at Reported Business Location(s); Start Date 07/31/2014; 240hrs/mth; hrs during trading; OBA entry for Hybrid IAs should state: I provide investment advisory services through Private Advisor Group, an independent investment advisor firm. I started this business activity in July, 2014. I expect to spend approximately 240 hours per month on this activity. Please see the Form ADV of the advisory firm for more information about its address, the nature of its business, its owners, and its services at Http://www.advisor info.sec.gov/IAPD. The firm is separate from and independent of LPL. 3.02/02/2017; (Hybrid) Flynn Financial Partners; Registered Investment Advisor DBA; Investment Related; at Reported Business Location(s); Start Date 01/26/2017; 40hrs/mth; 10hrs during trading; I provide investment advisory services through Private Advisor Group, LLC, an independent investment advisor firm. I started this business activity on 02/02/2017. I expect to spend approximately 40 hours/month on this activity. Please see the advisory firms Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4.01/03/2020; Investment products and services are offered through LPL Financial LLC using the DBA/trade name dowd wealth management; Investment Related; at Reported Business Location(s); Start Date 09/30/2019; 10hrs/mth; 10hrs during trading 5.08/19/2022; JC FINANCIAL GROUP, LLC; Business Entity For Tax/Investment Purposes Only; Not Investment Related; at Reported Business Location(s); Start Date 07/31/2022; 5hrs/mth; 5hrs during trading 6.07/22/2026; Investment products and services are offered through LPL Financial LLC using the DBA/trade name JC Financial Group LLC; Investment Related; at Reported Business Location(s); Start Date 07/22/2026; 200hrs/mth; 200hrs during trading

Exams

• S63 Uniform Securities Agent State Law Examination
  2015-05-07
• S65 Uniform Investment Adviser Law Examination
  2014-07-31