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John Frank Hinrichs

Celtic Capital Corporation

Houston, TX

CRD 2859111

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Employer firm

Celtic Capital Corporation CRD 116707

$6.68M regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
Celtic Capital Corporation

Houston, TX • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2004-01-09
  • TX RA
    APPROVED
    Since 2004-01-09

Branch Locations

Houston, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Celtic Capital Corporation La Porte TX 01/1997 Present
Other Businesses

LEGAL SERVICES

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1997-05-01
S65 Uniform Investment Adviser Law Examination 1997-04-03
  • S63 Uniform Securities Agent State Law Examination
    1997-05-01
  • S65 Uniform Investment Adviser Law Examination
    1997-04-03
Designations
  • Certified Financial Planner
Other Names
  • John Hinrichs

View on SEC IAPD

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