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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MD | RA | APPROVED | 2025-11-18 |
| FL | RA | APPROVED | 2024-02-07 |
| IL | RA | APPROVED | 2014-03-17 |
| TX | RA | APPROVED | 2008-02-04 |
| GA | RA | APPROVED | 2008-01-22 |
Branch Locations
8825 Stanford Blvd Ste 200, Columbia, MD 21045 • United States
7840 Roswell Rd Ste 405, Atlanta, GA 30350 • United States
Cummings, GA • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Atlanta | GA | 01/2008 | 03/2020 |
| Ameriprise Financial Services, Llc | Atlanta | GA | 03/2020 | Present |
Business Ownership; Riley Managment LLC; Owner; Manage Ameriprise Business; 7840 Roswell Road, Suite 405 Sandy Springs, GA 30350, , Sady Springs, GA, 30050; Not Investment-Related; 06/08/2009; 1 to 9 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2002-04-24 |
| S63 | Uniform Securities Agent State Law Examination | 1997-07-01 |
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