Miles Lane James

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/1997 → 05/2019
  Landmark Bank
  Mountain View, MO
• 10/2015 → 05/2019
  Raymond James Financial Services, Inc.
  Mountain View, MO
• 10/2015 → 05/2019
  Raymond James Financial Services Advisors Inc.
  Mountain View, MO
• 10/2015 → 05/2019
  United Life And Fire
  Mountain View, MO
• 10/2015 → 05/2019
  Landmark Investments
  Mountain View, MO
• 05/2019 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 05/2019 → Present
  Eleven Point Financial Advisors
  Willow Springs, MO
• 06/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2015-12-11 → 2019-06-03
  Raymond James Financial Services Advisors, Inc
  Mountain View, MO
• 2014-01-21 → 2015-10-13
  Cetera Investment Advisers Llc
  Houston, MO
• 1999-09-23 → 2014-01-21
  Cetera Investment Services Llc
  Houston, MO
  Houston, MO
  Cabool, MO
  Mountain View, MO
  West Plains, MO
  Willow Springs, MO
  Licking, MO
  Mountain Grove, MO
  Licking, MO
  Cabool, MO
  Willow Springs, MO

Other Businesses

1) NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES ; INVESTMENT RELATED: YES ; ADDRESS: SAME AS REGISTERED LOCATION ; NATURE OF BUSINESS: FIXED INSURANCE ; START DATE: 12/2019 ; APX NUMBER OF HOURS PER WEEK: LESS THAN 1 ; APX NUMBER OF HOURS DURING TRADING HOURS: LESS THAN 1 ; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT ; BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, HEALTH, DISABILITY, ANNUITIES AND LONG TERM CARE ; 2) NAME OF OTHER BUSINESS: ELEVEN POINT FINANCIAL ADVISORS INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 5/2019 POSITION/TITLE/RELATIONSHIP: OWNER APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 40 BRIEF DESCRIPTION OF DUTIES: DBA NAME FOR SECURITIES BUSINESS; 3) NAME OF OTHER BUSINESS: MILES JAMES SOLE PROPRIETOR; INVESTMENT RELATED: NO; ADDRESS: SAME AS RESIDENTIAL LOCATION; NATURE OF BUSINESS: CATTLE SALES; START DATE: 3/2023; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 3-5; APX NUMBER OF HOURS DURING TRADING HOURS: 3-5; BRIEF DESCRIPTION OF DUTIES: CATTLE PRODUCTION AND SALES;

Exams

• S65 Uniform Investment Adviser Law Examination
  2019-07-30
• S63 Uniform Securities Agent State Law Examination
  1997-04-15