Best Investors Account Sign in
Claim This Profile
Employer firm

Mml Investors Services, LLC CRD 10409

$116B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2017-03-25
  • NJ RA
    APPROVED
    Since 2017-03-25

Branch Locations

61 So Paramus Rd 5Th Floor Suite 575, Paramus, NJ 07652 • United States

Bloomfield, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mml Investors Services, Llc Paramus NJ 07/2016 Present
Massachusetts Mutual Life Insurance Company Paramus NJ 03/2017 Present
  • 07/2016 → Present
    Paramus, NJ
  • 03/2017 → Present
    Massachusetts Mutual Life Insurance Company
    Paramus, NJ
Previous Registrations
  • 2002-07-31 → 2017-03-25
    Msi Financial Services, Inc.
    Iselin, NJ
    Short Hills, NJ
    Paramus, NJ
Other Businesses

1) Name: Aegis Risk Solutions Group LLC Inv rel: Y Add: 61 South Paramus Road 5th Floor Paramus, NJ 07652 Nature: NonMMLIA Insurance Brokerage Position: Sales Start date: 07/2016 No. HR/MO: 20 No. HR/MO during sec trading: 20 Describe duties: Property/Casualty. 2) Name: Paul Svetik Inv rel: Y Add: 61 South Paramus Road 5th Floor Paramus, NJ 07652 Nature: NonMMLIA Insurance Brokerage Position: Sales Start date: 06/2003 No. HR/MO: 20 No. HR/MO during sec trading: 20 Describe duties: Health, Group Health.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2011-09-27
  • S63 Uniform Securities Agent State Law Examination
    2011-09-27
Other Names
  • Paul John Svetik

View on SEC IAPD

More in Paramus, NJ

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor