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Mml Investors Services, LLC CRD 10409
$116B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2017-03-25 |
Branch Locations
61 So Paramus Rd 5Th Floor Suite 575, Paramus, NJ 07652 • United States
Bloomfield, NJ • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mml Investors Services, Llc | Paramus | NJ | 07/2016 | Present |
| Massachusetts Mutual Life Insurance Company | Paramus | NJ | 03/2017 | Present |
1) Name: Aegis Risk Solutions Group LLC Inv rel: Y Add: 61 South Paramus Road 5th Floor Paramus, NJ 07652 Nature: NonMMLIA Insurance Brokerage Position: Sales Start date: 07/2016 No. HR/MO: 20 No. HR/MO during sec trading: 20 Describe duties: Property/Casualty. 2) Name: Paul Svetik Inv rel: Y Add: 61 South Paramus Road 5th Floor Paramus, NJ 07652 Nature: NonMMLIA Insurance Brokerage Position: Sales Start date: 06/2003 No. HR/MO: 20 No. HR/MO during sec trading: 20 Describe duties: Health, Group Health.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2011-09-27 |
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