Suzanne Dae Bourgault

Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2005 → 03/2020
  Ameriprise Financial Services, Inc.
  Windham, ME
• 03/2020 → Present
  Ameriprise Financial Services, Llc
  Portland, ME

Other Businesses

Business Ownership; 148 Forest LLC; Property management; This holds a rental property.; 148 Forest St, , Westbrook, ME, 04092; Investment-Related; 09/08/2020; 1 to 9 hours per month; 1 to 9 during trading hours / 13 Dow LLC; Property management; This holds a previously disclosed rental property that I did not realize needed to be reported differently when I put it in an LLC.; 13 Dow St, , Portland, ME, 04102; Investment-Related; 03/30/2011; 1 to 9 hours per month; 1 to 9 during trading hours / 109 Dartmouth LLC; Property management; This holds previously disclosed rental properties. I did not realize I forgot to report when I had an LLC divided into two separate LLCs. I found out during a routine compliance visit & am editing in the same day!; 109 Dartmouth St, , Portland, ME, 04103; Investment-Related; 10/22/2018; 1 to 9 hours per month; 1 to 9 during trading hours / Hockeypalooza LLC; Director and Coach; Field Hockey camps, clinics, tournaments; 128 Noyes St, , Portland, ME, 04103; Not Investment-Related; 09/30/2013; 1 to 9 hours per month; 0 during trading hours / Oakdale PMC LLC; Property management; Property management; 128 Noyes St, , Portland, ME, 04103; Investment-Related; 09/04/2020; 1 to 9 hours per month; 1 to 9 during trading hours / 130 Noyes LLC; owner/member; Residential Rental; 130 Noyes St, , Portland, ME, 4103; Investment-Related; 09/04/2020; 1 to 9 hours per month; 1 to 9 during trading hours / 365 Woodford LLC; Property management; This previously held a different rental property, which has been exchanged (1031) for a different one. The name of the LLC is the only change, to fit the new property address.; 365 Woodford St, , Portland, ME, 4103; Investment-Related; 08/01/2011; 1 to 9 hours per month; 1 to 9 during trading hours / 16 William LLC; Property management; This holds a previously disclosed rental property. I only added it to RE ownership section of this form in 2017. I found out during a routine compliance visit & am editing in the same day!; 16 William St, , Portland, ME, 04103; Investment-Related; 10/17/2016; 1 to 9 hours per month; 1 to 9 during trading hours. Outside Employment; ME Elite FH Club - coach; FH Coach - Coaching; This is a youth field hockey travel club that practices & competes on the weekends.; 128 Noyes St, , Portland, ME, 4103; Not Investment-Related; 11/01/2005; 1 to 9 hours per month; 0 during trading hours / Hockeypalooza FH Camp; Camp Director & Coach - Director and Coach; This is a summer field hockey camp that replaced previously disclosed Revolutions FH camp.; 128 Noyes St, , Portland, ME, 4103; Not Investment-Related; 06/24/2013; 1 to 9 hours per month; 1 to 9 during trading hours / ME Field Hockey Umpire; FH Official - Field Hockey Official; I occasionally officiate HS field hockey games.; 128 Noyes St, , Portland, ME, 4103; Not Investment-Related; 09/01/2008; 1 to 9 hours per month; 0 during trading hours.

Exams

• S66 Uniform Combined State Law Examination
  2002-11-27
• S63 Uniform Securities Agent State Law Examination
  1997-02-24

Designations

• Chartered Financial Consultant

Other Names

• Suzanne Dae Parks
• Suzanne Dae Parks