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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2024-06-14 |
| TX | RA | APPROVED_RES | 2011-05-26 |
Branch Locations
30 Man Mar Dr Ste 14, Plainville, MA 02762-2271 • United States
North Attleboro, MA • United States
275 Grove St Ste 1W-305, Auburndale, MA 02466 • United States
1700 W Park Dr Ste 100, Westborough, MA 01581 • United States
Mystic, CT • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Auburndale | MA | 09/2005 | 03/2020 |
| Ameriprise Financial Services, Llc | Auburndale | MA | 03/2020 | Present |
Business Ownership; Net Flows, LLC; Manager/Partner; Consulting; 275 Grove Street, Suite 1W-305, , Auburndale, MA, 2466; Not Investment-Related; 06/01/2018; 60 hours per month; 40 to 59 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1997-05-06 |
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