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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2008-12-03 |
| AR | RA | APPROVED | 1999-02-03 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | N Little Rock | AR | 09/2005 | 03/2020 |
| Ameriprise Financial Services, Llc | Little Rock | AR | 03/2020 | Present |
Real Estate Ownership; Single Family; 408 W Fourth, , Poyen, AR, 72128; Not Investment-Related; 06/01/2026. Outside Employment; Petite Roche Wealth Managment; Employee of Petite Roche Wealth Management; Manage advisory business; 22 Rahling Cir, , Little Rock, AR, 72223; Investment-Related; 09/18/2024; 40 to 59 hours per month; 40 to 59 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1999-01-15 |
| S65 | Uniform Investment Adviser Law Examination | 1998-03-06 |
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