Rodney Alan Cupp

Current Employers

Employment History

• 01/2013 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 06/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2006-05-18 → 2013-01-03
  Northwestern Mutual Investment Services, Llc
  Middleton, WI
  Middleton, WI

Other Businesses

(1) NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE START DATE: 12/19/2012 APX NUMBER OF HOURS PER WEEK: VARIES APX NUMBER OF HOURS DURING TRADING HOURS: VARIES POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, HEALTH, DISABILITY, ANNUITIES AND LONG TERM CARE (2) NAME OF OTHER BUSINESS: CUPP FINANCIAL; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL SERVICES; START DATE: 01/02/2013; POSITION/TITLE/RELATIONSHIP: OWNER / FINANCIAL PROFESSIONAL APX NUMBER OF HOURS PER WEEK: 45; APX NUMBER OF HOURS DURING TRADING HOURS: 32; BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL AND INSURANCE SERVICES; (3) NAME OF OTHER BUSINESS: CUPP BROTHERS FARM, INVESTMENT RELATED: NO, ADDRESS: 13344 HWY H. HILLSBORO WI 54634, NATURE OF BUSINESS: FAMILY FARM & CROPLAND, POSITION/TITLE/RELATIONSHIP: 12.5% OWNER, START DATE: 4/2016, APX NUMBER OF HOURS PER WEEK: 24-30 PER YEAR, APX NUMBER OF TRADING HOURS PER WEEK: 24-30 PER YEAR, BRIEF DESCRIPTION OF DUTIES: GENERAL UPKEEP AND PARTICIPATION IN CRP, CREP, MFL, CSP & EQIP PROGRAMS. RENTING FARMLAND ;

Exams

• S66 Uniform Combined State Law Examination
  2008-10-13
• S63 Uniform Securities Agent State Law Examination
  1997-12-15

Other Names

• Rodney A Cupp
• Rod A Cupp