Howard Jerome Arend

Current Employers

Employment History

• 09/1997 → 08/2022
  Northwestern Mutual Life
  Defiance, OH
• 12/1999 → 08/2022
  Northwestern Mutual Investment Services, Llc
  Milwaukee, WI
• 02/2006 → 08/2022
  Northwestern Mutual Investment Services, Llc
  Sherwood, OH
• 03/2013 → 08/2022
  Northwestern Mutual Wealth Management Company
  Milwaukee, WI
• 08/2022 → Present
  Lpl Financial, Llc
  Sherwood, OH
• 08/2022 → Present
  Private Advisor Group, Llc
  Morristown, NJ

Previous Registrations

• 2006-02-03 → 2016-09-14
  Northwestern Mutual Investment Services, Llc
  Sherwood, OH
  Sherwood, OH

Other Businesses

1) 7/2022 - DBA for LPL Business (entity for LPL business) - Farm Estate, Transition, & Retirement Planning LLC - Investment Related - 160 Hr/Mon - 100% - 8 Hr/Trading - Sherwood, OH 43556 2) 6/2005 - Act in a Fiduciary Capacity - Katie L. .Sprow Arend Trust - Investment Related - 1 Hr/Mon - 1% - Sherwood, OH 43556 3) 7/2022 - Non-Variable Insurance - Howard Arend - Investment Related - 8 Hr/Mon - 5% - .5 Hr/Mon - Sherwood, OH 43556 4) 2/2010 - Other - Inspired Ink, LLC - Not Investment Related - 3 Hr/Mon - 2% - Sherwood, OH 43556 5) 10/2016 - Real Estate Rental - Clear Lake Cottage, LLC - Investment Related - 10 Hr/Mon - 1% - 638 Clear Lake Dr, Fremont, IN 46737 6)08/30/2022 - Private Advisor Group, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Advisor - Start Date - 7/6/2022 - 160 Hours Per Month/8 Hours During Securities Trading - Time Spent 100% - I provide investment advisory services through Private Advisor Group, an independent investment advisor firm. I started this business activity in 08/2022. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 7) 08/30/2022 - Private Advisor Group - DBA: Farm Estate, Transition, & Retir Plann LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Start Date - 7/6/2022 - 160 Hours Per Month/8 Hours During Securities Trading - Time Spent 100% - I provide investment advisory services through Private Advisor Group, an independent investment advisor firm. I started this business activity in 08/2022. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams

• S66 Uniform Combined State Law Examination
  2006-09-07
• S63 Uniform Securities Agent State Law Examination
  2003-06-06

Designations