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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2026-04-15 |
| AL | RA | APPROVED | 2024-08-16 |
| MD | RA | APPROVED | 2016-11-01 |
| TX | RA | APPROVED_RES | 2009-06-05 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | North Bethesda | MD | 09/1994 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-10-31 |
| S63 | Uniform Securities Agent State Law Examination | 1997-09-05 |
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