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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2020-08-25 |
| NJ | RA | APPROVED | 2019-11-04 |
Branch Locations
100 Somerset Corporate Blvd, Bridgewater, NJ 08807 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Bedminster | NJ | 03/2019 | Present |
| Ymca | Ridgewood | NJ | 01/2009 | 11/2018 |
| Unemployed | Bedminster | NJ | 12/2018 | 03/2019 |
| Bank Of America, N.A. | Bedminster | NJ | 05/2019 | Present |
I*2156299, Entity Type: , Name of OBA: MRS A O AND MR R A O JTWROS , Address: Flemington, New Jersey, 08822, Investment Related: N, Position, Title, Association: Power of Attorney, Employee State Date: 13-Jan-2025, No Hours: 2 Monthly, No Hours during Trading: 0 Monthly, Duties:I*: 2292264Entity Type: FiduciaryName of OBA: MR R. A O. IRA FBO MR R. A O.Address: Flemington, NJ 08822Investment Related: NoPosition, Title, Association: POAEmployee Start Date: 04/03/2025Number of Hours: 2 hrs mthlyNumber of Hours during trading: 2 hrs mthly Duties: Power of Attorney I*3133290 Entity Type: N/A Name of OBA:MRS A.O. AND MR R.A.O. JTWROS Address:Flemington New Jersey Investment Related:No Position, Title, Association:Power of Attorney Start Date:11/06/2025 No Hours: 5 Weekly No Hours during trading:0 Weekly Duties:Power of Attorney for Child/Grandchild I*3134280 Entity Type: N/A Name of OBA:MR R.A.O. IRA FBO MR R.A.O. Address:Flemington New Jersey Investment Related:No Position, Title, Association:Power of Attorney Start Date:11/06/2025 No Hours: 5 Weekly No Hours during trading:0 Weekly Duties:Power of Attorney for Child/Grandchild I*3134282 Entity Type: N/A Name of OBA:MR R.A.O. IRA FBO MR R.A.O. Address:Flemington New Jersey Investment Related:No Position, Title, Association:Power of Attorney Start Date:11/06/2025 No Hours: 5 Weekly No Hours during trading:0 Weekly Duties:Power of Attorney for Child/Grandchild I*3134283 Entity Type: N/A Name of OBA:MRS A.O. IRA FBO MRS A.O. Address:Flemington New Jersey Investment Related:No Position, Title, Association:Power of Attorney Start Date:11/06/2025 No Hours: 5 Weekly No Hours during trading:0 Weekly Duties:Power of Attorney for Child/Grandchild I*3134284 Entity Type: N/A Name of OBA:MRS A.O. AND MR R.A.O. JTWROS Address:Flemington New Jersey Investment Related:No Position, Title, Association:Power of Attorney Start Date:11/06/2025 No Hours: 5 Weekly No Hours during trading:0 Weekly Duties:Power of Attorney for Child/Grandchild
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-10-30 |
| S65 | Uniform Investment Adviser Law Examination | 1999-04-02 |
| S63 | Uniform Securities Agent State Law Examination | 1999-03-08 |
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