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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2020-08-25
NJ RA APPROVED 2019-11-04
  • TX RA
    APPROVED
    Since 2020-08-25
  • NJ RA
    APPROVED
    Since 2019-11-04

Branch Locations

100 Somerset Corporate Blvd, Bridgewater, NJ 08807 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Bedminster NJ 03/2019 Present
Ymca Ridgewood NJ 01/2009 11/2018
Unemployed Bedminster NJ 12/2018 03/2019
Bank Of America, N.A. Bedminster NJ 05/2019 Present
Previous Registrations
  • 2002-10-23 → 2008-11-12
    Waddell & Reed
    Morristown, NJ
    Charleroi, PA
    Morristown, NJ
Other Businesses

I*2156299, Entity Type: , Name of OBA: MRS A O AND MR R A O JTWROS , Address: Flemington, New Jersey, 08822, Investment Related: N, Position, Title, Association: Power of Attorney, Employee State Date: 13-Jan-2025, No Hours: 2 Monthly, No Hours during Trading: 0 Monthly, Duties:I*: 2292264Entity Type: FiduciaryName of OBA: MR R. A O. IRA FBO MR R. A O.Address: Flemington, NJ 08822Investment Related: NoPosition, Title, Association: POAEmployee Start Date: 04/03/2025Number of Hours: 2 hrs mthlyNumber of Hours during trading: 2 hrs mthly Duties: Power of Attorney I*3133290 Entity Type: N/A Name of OBA:MRS A.O. AND MR R.A.O. JTWROS Address:Flemington New Jersey Investment Related:No Position, Title, Association:Power of Attorney Start Date:11/06/2025 No Hours: 5 Weekly No Hours during trading:0 Weekly Duties:Power of Attorney for Child/Grandchild I*3134280 Entity Type: N/A Name of OBA:MR R.A.O. IRA FBO MR R.A.O. Address:Flemington New Jersey Investment Related:No Position, Title, Association:Power of Attorney Start Date:11/06/2025 No Hours: 5 Weekly No Hours during trading:0 Weekly Duties:Power of Attorney for Child/Grandchild I*3134282 Entity Type: N/A Name of OBA:MR R.A.O. IRA FBO MR R.A.O. Address:Flemington New Jersey Investment Related:No Position, Title, Association:Power of Attorney Start Date:11/06/2025 No Hours: 5 Weekly No Hours during trading:0 Weekly Duties:Power of Attorney for Child/Grandchild I*3134283 Entity Type: N/A Name of OBA:MRS A.O. IRA FBO MRS A.O. Address:Flemington New Jersey Investment Related:No Position, Title, Association:Power of Attorney Start Date:11/06/2025 No Hours: 5 Weekly No Hours during trading:0 Weekly Duties:Power of Attorney for Child/Grandchild I*3134284 Entity Type: N/A Name of OBA:MRS A.O. AND MR R.A.O. JTWROS Address:Flemington New Jersey Investment Related:No Position, Title, Association:Power of Attorney Start Date:11/06/2025 No Hours: 5 Weekly No Hours during trading:0 Weekly Duties:Power of Attorney for Child/Grandchild

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-10-30
S65 Uniform Investment Adviser Law Examination 1999-04-02
S63 Uniform Securities Agent State Law Examination 1999-03-08
  • S66 Uniform Combined State Law Examination
    2019-10-30
  • S65 Uniform Investment Adviser Law Examination
    1999-04-02
  • S63 Uniform Securities Agent State Law Examination
    1999-03-08
Other Names
  • Karen Anne Ostartickisanchez
  • Karen Ostarticke
  • Karen Ostarticki
  • Karen Anne Sanchez
  • Karen Anne Sanchez
  • Karen Anne Ostarticki

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