Thomas John Clay

Current Employers

Employment History

• 09/1996 → Present
  Self Employed
  Beverly, MA
• 12/2006 → Present
  Questar Capital Corporation
  Minneapolis, MN
• 10/2011 → Present
  Questar Asset Management
  Minneapolis, MN
• 09/2023 → Present
  Osaic Wealth, Inc.
  Essex, MA

Previous Registrations

• 2016-01-04 → 2023-09-01
  Osaic Services, Inc.
  Essex, MA
  Essex, MA
  Bedford, NH
• 2011-11-03 → 2015-06-24
  Questar Asset Management, Inc.
  Minneapolis, MN
  Essex, MA

Other Businesses

1) NEW PERSPECTIVE FINANCIAL; POSITION: OWNER; NATURE: FINANCIAL PLANNING FEE BASED ASSET MANAGEMENT; INVESTMENT RELATED: YES; NUMBER OF HOURS: 3; INVESTMENT RELATED HOURS: 3; START DATE: 11/03/2011; ADDRESS: 65 EASTERN AVE, ESSEX MA 01929; DESCRIPTION: DEVELOPING AND PRESENTING FINANCIAL PLANS, INVESTMENT RECOMMENDATIONS, PORTFOLIO DEVELOPMENT. 2) NEW PERSPECTIVE FINANCIAL POSITION: Insurance Producer NATURE: Sole Proprietorship/DBA name. INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 03/01/1997 ADDRESS: 65 Eastern Ave, Suite B2A, Essex MA 01929, United States DESCRIPTION: Insurance producer offering fixed annuities, disability, health, life and long term care.

Exams

• S66 Uniform Combined State Law Examination
  2006-06-01
• S65 Uniform Investment Adviser Law Examination
  1997-04-22
• S63 Uniform Securities Agent State Law Examination
  1997-03-05

Other Names

• Tom Clay
• Thomas J Clay
• Tom Clay