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Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2026-02-06
  • CO RA
    APPROVED
    Since 2026-02-06

Branch Locations

3665 John F Kennedy Pkwy Bldg 1 Ste 100, Fort Collins, CO 80525 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwestern Mutual Life Insurance Co Milwaukee WI 04/1997 Present
Northwestern Mutual Investment Services, Llc Denver CO 11/1997 Present
Northwestern Mutual Wealth Management Company Milwaukee WI 01/2016 Present
  • 04/1997 → Present
    Northwestern Mutual Life Insurance Co
    Milwaukee, WI
  • 11/1997 → Present
    Denver, CO
  • 01/2016 → Present
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
Other Businesses

MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND/OR DISABILITY INCOME INSURANCE PRODUCTS. RENTAL PROPERTY OWNER, LOCATED AT 1225 W. PROSPECT RD#101, FT COLLINS, CO 80526

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2011-11-16
S63 Uniform Securities Agent State Law Examination 2002-07-19
  • S65 Uniform Investment Adviser Law Examination
    2011-11-16
  • S63 Uniform Securities Agent State Law Examination
    2002-07-19

View on SEC IAPD

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