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Brian George Froehlich

Northwestern Mutual Investment Services, LLC

Pittsburgh, PA

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Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2010-01-07
  • PA RA
    APPROVED
    Since 2010-01-07

Branch Locations

600 Grant Street 3550 Us Steel Tower, Pittsburgh, PA 15219 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Kevin E Miller Pittsburgh PA 11/2009 Present
Northwestern Mutual Investment Services, Llc Pittsburgh PA 12/2009 Present
Northwestern Mutual Wealth Management Company Milwaukee WI 01/2016 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-05-12
S63 Uniform Securities Agent State Law Examination 2006-09-01
  • S66 Uniform Combined State Law Examination
    2008-05-12
  • S63 Uniform Securities Agent State Law Examination
    2006-09-01

View on SEC IAPD

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