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LPl Financial LLC CRD 6413
$819B regulatory AUM 209,600 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2021-03-25 |
| PA | RA | APPROVED | 2018-11-07 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc (Formerly: Linsco/Private Ledger Corp.) | Camp Hill | PA | 07/2004 | Present |
(1) 08/14/2007: NO BUSINESS NAME - NOT INV REL - AUTHOR - 5% OF TIME SPENT - PURSUING PUBLICATION OF A NOVEL ALREADY WRITTEN 2. 09/12/2025 - Other - Assist at polling station for November ele - Mechanicsburg, PA - Not Inv rel - Start date:11/4/2025 - 9hrs/mnth 3hrs during Trading 3. 03/20/2026-Other - Assist at polling station for November ele-Assistant Poll Worker-Not inv related-At Mechanicsburg, PA-Start date 11/04/2025-9hrs/mth-3hrs/mth during trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-05-02 |
| S63 | Uniform Securities Agent State Law Examination | 1997-04-08 |
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