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Ravi (Nmn) Malhotra

Oak & Reed Capital Management, LLC

Brooklyn, NY

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Current Employers
Oak & Reed Capital Management, Llc

122 Ashland Place Apt 16J, Brooklyn, NY 11201 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2022-06-16
TX RA APPROVED_RES 2012-02-28
  • NY RA
    APPROVED
    Since 2022-06-16
  • TX RA
    APPROVED_RES
    Since 2012-02-28

Branch Locations

Brooklyn, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated New York NY 03/2005 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-07-20
S63 Uniform Securities Agent State Law Examination 2003-05-15
  • S66 Uniform Combined State Law Examination
    2005-07-20
  • S63 Uniform Securities Agent State Law Examination
    2003-05-15
Other Names
  • Ravi Mehrotra
  • Ravi Malhotra

View on SEC IAPD

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