Philip Kenneth Lee

Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
AZ	RA	APPROVED	2021-09-28
TX	RA	APPROVED	2020-04-15
IA	RA	APPROVED	2018-10-29
MD	RA	APPROVED	2010-07-01

AZ RA
APPROVED

Since 2021-09-28
TX RA
APPROVED

Since 2020-04-15
IA RA
APPROVED

Since 2018-10-29
MD RA
APPROVED

Since 2010-07-01

Branch Locations

Decorah, IA • United States

303 International Circle Suite 500, Hunt Valley, MD 21030 • United States

Scottsdale, AZ • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley Smith Barney	Hunt Valley	MD	06/2010	Present
Morgan Stanley Private Bank, National Association	New York	NY	01/2015	Present

06/2010 → Present

Morgan Stanley Smith Barney

Hunt Valley, MD
01/2015 → Present

Morgan Stanley Private Bank, National Association

New York, NY

Previous Registrations

2001-05-16 → 2010-07-02

Ubs Financial Services Inc.

Hunt Valley, MD

Hunt Valley, MD

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1998-09-23
S65	Uniform Investment Adviser Law Examination	1998-09-17

S63 Uniform Securities Agent State Law Examination

1998-09-23
S65 Uniform Investment Adviser Law Examination

1998-09-17

Designations

View on SEC IAPD