Roger Edward Kiger

Current Employers

Employment History

• 12/2008 → Present
  Visionary Horizons Wealth Management
  Knoxville, TN
• 08/2009 → 09/2024
  Purshe Kaplan Sterling Investments
  Albany, NY
• 08/2009 → Present
  Visionary Horizons L.L.C
  Knoxville, TN
• 10/2024 → Present
  Lpl Financial, Llc
  Knoxville, TN

Previous Registrations

• 2007-03-22 → 2009-08-31
  Commonwealth Financial Network
  Knoxville, TN
  Maryville, TN
• 2002-07-10 → 2007-03-27
  Truist Investment Services, Inc.
  Knoxville, TN
  Knoxville, TN
  Knoxville, TN
  Knoxville, TN

Other Businesses

1- 10/22/2024 / TCP, LLC / DBA for LPL Business (entity for LPL business) / Investment Related / At reported business location(s) 2- 10/22/2024 / Smart-RIA / Business Owner / Not Investment Related / Knoxville, TN / Start date: 01/01/2015 3- 10/22/2024 / Real Estate Rental / Real Estate Rental / Investment Related / 5 hrs mth / 1 hr during trading / Homosassa, FL / Start date: 01/01/2024 4- 10/22/2024 / Mocha Properties LLC / Mortgage/Real Estate Services / Investment Related / Knoxville TX / Start date: 01/01/2011 5- 10/22/2024 - Visionary Horizons - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 04/01/2009 - 120 Hours Per Month/ 30 Hours During Trading 6- 10/22/2024 - Visionary Horizons Wealth Management - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 04/01/2009 - 100 Hours Per Month/ 25 Hours During Trading 7- 10/28/2024 - Visionary Horizons LLC - Registered Investment Advisor Hybrid - IAR - Investment Related - At Reported Business Location(s) - Start Date 04/01/2009 - 100 Hours Per Month/ 25 Hours During Trading - I provide investment advisory services through Visionary Horizons, Inc, an independent investment advisor firm. I started this business activity in 4/2009. I expect to spend approximately 100 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 8-10/28/2024 - Visionary Horizons Wealth Management - Registered Investment Advisor DBA - IAR - Investment Related - At Reported Business Location(s) - Start Date 04/01/2009 - 120 Hours Per Month/ 30 Hours During Trading 9- 10/28/2024 - Visionary Horizons Wealth Management - Registered Investment Advisor DBA - IAR - Investment Related - At Reported Business Location(s) - Start Date 05/01/2009 - 160 Hours Per Month/ 160 Hours During Trading 10- 10/01/2025- BackCourse Flyers, Inc.- Other - Business Owner- Not INV Related- At Knoxville, TN- Start date 10/15/2025- 5 Hours Per Month

Exams

• S66 Uniform Combined State Law Examination
  2001-03-26
• S63 Uniform Securities Agent State Law Examination
  1997-05-08

Designations

Other Names

• Roger Edward Kiger