Andrew Winans Behm

Current Employers

Employment History

• 11/2018 → Present
  Osaic Wealth, Inc.
  Southfield, MI
• 09/2005 → 11/2018
  John Hancock/Signator Investors Inc.
  Southfield, MI

Previous Registrations

• 2010-10-06 → 2018-11-02
  Signator Investors, Inc.
  Southfield, MI
  Southfield, MI

Other Businesses

1. MICHIGAN FINANCIAL COMPANIES/DUNLEAVY WEALTH MANAGEMENT - SECURITIES POSITION: Senior Director of Wealth Management NATURE: Corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 09/19/2005 ADDRESS: 28411 Northwestern Highway, Suite 1300, Southfield MI 48034 DESCRIPTION: Sales / Marketing of securities, investment advisory and insurance products 2. MICHIGAN FINANCIAL COMPANIES- FIXED INSURANCE POSITION: Agent NATURE: Corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 09/19/2005 ADDRESS: 28411 Northwestern Highway, Suite 1300, Southfield, MI 48034 DESCRIPTION: Sales/Marketing of fixed annuities and non variable insurance 3. RENTAL HOUSE POSITION: Owner NATURE: Rental House INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 12/01/2013 ADDRESS: 1289 Timmons Drive, Ann Arbor MI 48103 DESCRIPTION: Owner 4. VISTA MARIA POSITION: Member NATURE: Charity/Non Profit INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 4 START DATE: 07/24/2012 ADDRESS: 20651 West Warren Ave, Dearborn Heights MI 48127 DESCRIPTION: Helps abused and neglected girls and foster care 5. RENTAL HOUSE #2 POSITION: Owner / Landlord NATURE: Single Family Rental Home INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 08/01/2022 ADDRESS: 2107 Pauline Court, Ann Arbor MI 48103 DESCRIPTION: I pay bills, collect rent and call a handyman. 6. PAULINE REALTY LLC POSITION: Rental Owner NATURE: Rental house previously listed now under an LLC. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 07/31/2023 ADDRESS: 875 Scio Church Road, Ann Arbor MI 48103 DESCRIPTION: Rental Owner for property. The property is currently occupied by tenants that pay monthly rent to LLC. Minimal hours spent at this location per month. 7. TIMMINS REALTY LLC POSITION: Rental/Owner NATURE: This is a rental property as listed previously and is being moved to an LLC. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 07/20/2023 ADDRESS: PO Box 2135, Ann Arbor MI 48106 DESCRIPTION: Rental Owner for property. The property is currently occupied by tenants that pay monthly rent to LLC.Minimal hours spent at this location per month. 8. MICHIGAN FINANCIAL COMPANIES POSITION: Senior Director of Wealth Management NATURE: Corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 09/19/2005 ADDRESS: 28411 Northwestern Highway, Suite 1300, Southfield MI 48034 DESCRIPTION: Sales / Marketing of securities, investment advisory and insurance products 9. HIGHPOINT ADVISORY SERVICES, LLC POSITION: Sole Member NATURE: S Corp INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2025 ADDRESS: 875 Scio Church Rd, Ann Arbor MI 48103 DESCRIPTION: I do not market under this name. It is opened for tax purposes only. 10. BLUE ARBOR TECHNOLOGY POSITION: advisor/consultant NATURE: Blue Arbor Technologies is a company based in Ann Arbor, Michigan that develops, manufactures, and plans to sell external and implantable interfaces that harness volitional motor signals from patients to control an advanced prosthetic limb. The company seeks to revolutionize the field of prosthetic rehabilitation after limb loss by creating products that allow patients with limb loss to accurately and reliably control a prosthetic device with unparalleled degrees of freedom. INVESTMENT RELATED: No # OF HRS: 1 SECURITIES TRADING HRS: 0 START DATE: 3/31/26 ADDY: Ann Arbor MI 48103 DESCRIPT: to act as a outside consultant to bounce ideas off of for going to market. Including fund raising (not from clients), growth steps, referrals to strategic partners and whatever else needs doing using my network of contacts.

Exams

• S65 Uniform Investment Adviser Law Examination
  2010-09-08
• S63 Uniform Securities Agent State Law Examination
  1997-03-07

Other Names

• Andy Behm
• Andrew W Behm