Best Investors
Account
Sign in
J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-11-17 |
| FL | RA | APPROVED | 2022-01-11 |
| NY | RA | APPROVED | 2021-05-03 |
| NJ | RA | APPROVED | 2017-01-03 |
Branch Locations
Boynton Beach, FL • United States
205 Royal Palm Way, Palm Beach, FL 33480 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jp Morgan Securities, Llc | New York | NY | 11/2016 | 11/2021 |
| Jp Morgan Chase Bank | New York | NY | 08/2016 | 10/2016 |
| Jpmorgan Chase Bank, N.A. | Palm Beach | FL | 11/2016 | Present |
| J.P. Morgan Securities Llc | Palm Beach | FL | 12/2021 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-12-23 |
| S63 | Uniform Securities Agent State Law Examination | 1999-11-10 |
Reach out to this advisor