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Stifel, Nicolaus & Company, Incorporated CRD 793
$198B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2014-04-10 |
| ID | RA | APPROVED | 2012-03-01 |
Branch Locations
111 N. Main, 3Rd Floor, Suite B Pob 5389, Ketchum, ID 83340 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel Nicolaus & Co Inc | Ketchum | ID | 02/2012 | Present |
1. 26 Lake Creek Drive Residence; 26 Lake Creek Drive Ketchum ID 83340; rental property; landlord; none - my husband handles all of it. My name is on the title and the checking account; 02/01/2018; 10.00 Hour(s) Per Year; not during securities trading hours; Investment-Related.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-01-24 |
| S63 | Uniform Securities Agent State Law Examination | 1997-05-02 |
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