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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2010-04-29
CO RA APPROVED 2006-01-09
  • TX RA
    APPROVED_RES
    Since 2010-04-29
  • CO RA
    APPROVED
    Since 2006-01-09

Branch Locations

1800 Jackson St Ste 100, Golden, CO 80401-2370 • United States

2440 Patterson Rd, Grand Junction, CO 81505 • United States

100 Circle Drive, Delta, CO 81416 • United States

1055 Main St, Grand Junction, CO 81501 • United States

202 Main Street, Grand Junction, CO 81501-7804 • United States

2711 Commercial Way, Montrose, CO 81401 • United States

633 24 Rd, Grand Junction, CO 81505 • United States

2302 North Ave, Grand Junction, CO 81501 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial, Llc Grand Junction CO 01/2006 Present
Credit Union Of Colorado Grand Junction CO 05/2009 Present
  • 01/2006 → Present
    Grand Junction, CO
  • 05/2009 → Present
    Credit Union Of Colorado
    Grand Junction, CO
Previous Registrations
  • 2002-03-21 → 2006-01-10
    Invest Financial Corporation
    Montrose, CO
Other Businesses

1. 6/9/2008 - INSURANCE AGENCY - INSURANCE ADVISORS AGENCY, INC. - Investment Related - TIME SPENT 10% - GRAND JUNCTION, CO. 2. 7/1/2008 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name INVESTMENT CENTER LOCATED AT: CREDIT UNION OF COLORADO - Investment Related - At Reported Business Location(s) 3. 10/1/2008 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name INVESTMENT CENTER LOCATED AT: INSURANCE ADVISORS A - Investment Related - At Reported Business Location(s) 4. 5/26/2009 - CREDIT UNION OF COLORADO - Financial Institution Duty - Not Investment Related - TIME SPENT 70% - At Reported Business Location(s) 5. 1/6/2011 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name INVESTMENT CENTER LOCATED AT DELTA COUNTY FEDERAL - Investment Related - At Reported Business Location(s) 6. 2/23/2011 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name INVESTMENT CENTER LOCATED AT NUVISTA FEDERAL CREDI - Investment Related - At Reported Business Location(s) 7. 03/24/2017 - Investment products and services are offered through LPL Financial LLC using the DBA/trade nameInvestment Center at Western Rockies FCU - Investment Related - AT Reported Business Location(s) - Started 01/06/2017 - 40 Hours Per Month/ During Trading. 8. 10/25/2017 - DLC Grabow LLC - Investment Related - Grand Junction, CO - Real Estate Rental - Started 10/12/2017 - 5 Hours Per Month/0 Hours During Securities Trading. 9. 11/30/2017 - APPLIED FINANCIAL STRATEGIES, INC. - Not Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Started 12/28/2005 - 1 Hours Per Month During Securities Trading. 10. 05/31/2022 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name Investment Center located at Grand Junction Federal - Investment Related - At Reported Business Location(s) - Start Date - 05/18/2022 - 8 Hours Per Month/ 6 Hours During Securities Trading. 11. 10/03/2022 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name Grabow & Associates - Investment Related - At Reported Business Location(s) - Start Date - 09/10/2022 - 8 Hours Per Month/8 Hours During Securities Trading 12. 09/13/2024 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name Canvas Advisors - Investment Related - At Reported Business Location(s) - Start Date 01/29/2024 - 32 Hours Per Month/ 20 Hours During Trading 13. 11/11/2025 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name Investment Center Located at Climb Credit Union - Investment Related - At Reported Business Location(s) - Start Date 11/01/2025 - 32 hours per month/ 8 hours during trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 1998-07-25
  • S66 Uniform Combined State Law Examination
    1998-07-25
Designations

View on SEC IAPD

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