Kevin Neil Haynes

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2025-05-15
AL	RA	APPROVED	2012-10-22
TX	RA	APPROVED_RES	2012-09-25

FL RA
APPROVED

Since 2025-05-15
AL RA
APPROVED

Since 2012-10-22
TX RA
APPROVED_RES

Since 2012-09-25

Branch Locations

Santa Rosa Beach, FL • United States

4001 Carmichael Road Suite 400, Montgomery, AL 36106 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc	Montgomery	AL	09/2012	Present

09/2012 → Present

Ubs Financial Services Inc

Montgomery, AL

Previous Registrations

1997-06-20 → 2012-09-24

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Montgomery, AL

Montgomery, AL

Other Businesses

Stegall Seminary Scholarship Foundation / 8300 Marsh Pointe Dr Montgomery,AL 36117 / Charity/ Charity / scholarships for seminary students / Member of Board of directors / / general board activities / Start Date 1/1/2006 /

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1997-05-09
S63	Uniform Securities Agent State Law Examination	1997-04-25

S65 Uniform Investment Adviser Law Examination

1997-05-09
S63 Uniform Securities Agent State Law Examination

1997-04-25

Other Names

Kevin N Haynes

View on SEC IAPD