Tracy Brownie Raz

Employer firm

Robert W. Baird & Co. Incorporated CRD 8158

$394B regulatory AUM 19,985 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (investment companies)
Portfolio management (pooled vehicles)
Portfolio management (institutions)
Pension consulting

From the firm’s Form ADV. Read the guides:

Current Employers

Robert W. Baird & Co. Incorporated

777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States

Current Registrations

Authority	Category	Status	Date
WI	RA	APPROVED	2024-09-17
MI	RA	APPROVED	2010-02-01
IL	RA	APPROVED	2010-01-12

WI RA
APPROVED

Since 2024-09-17
MI RA
APPROVED

Since 2010-02-01
IL RA
APPROVED

Since 2010-01-12

Branch Locations

Williamsburg, MI • United States

777 E. Wisconsin Avenue, Milwaukee, WI 53202 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Robert W. Baird & Co. Inc.	Traverse City	MI	10/1996	Present
Robert W. Baird & Co. Incorporated	Traverse City	MI	10/1996	Present

10/1996 → Present

Robert W. Baird & Co. Inc.

Traverse City, MI
10/1996 → Present

Robert W. Baird & Co. Incorporated

Traverse City, MI

Other Businesses

REAL ESTATE AGENT BAYSIDE REAL ESTATE NAME AND ADDRESS OF ENTITY: RAZ BUSINESS SERVICES, LLC, P.O. BOX 1566, 5253 US 31 N, ACME, MI 49610 NATURE OF ENTITY: BUSINESS SERVICES ROLE IN OUTSIDE BUSINESS ACTIVITY: OWNER, PROVIDING SERVICES TO BUSINESS: IE: CLEANING, MAINTENANCE, BOOKKEEPING HOURS DEVOTED TO OTHER BUSINESS: 10 HOURS PER WEEK. NONE DURING SECURITIES TRADING HOURS. NAME AND ADDRESS: RENTAL RESIDENTIAL PROPERTY GUNNERS RUN, 4625 GUNNERS RUN, TRAVERSE CITY, MI 49684, Yes, Investment-Related; Nature: RENTAL RESIDENTIAL PROPERTY; ROLE IN OTHER BUSINESS: OWNER; Appx hrs/month: Varies; Hrs during trading: 0; RESPONSIBILITIES IN THIS ROLE:OWNER OF RESIDENTIAL RENTAL PROPERTY NAME & ADDRESS: RAZ BUSINESS SERVICES 5253 US 31 N WILLIAMSBURG MI 49690 NATURE OF ENTITY: THIS IS MY LLC. I AM RENTING OUT A ROOM IN MY HOUSE UNDER MY LLC. RESPONSIBILITIES IN THIS ROLE: I AM RENTING OUT A ROOM IN MY HOUSE FOR INCOME HOURS DEVOTED: 1 HOUR A WEEK Name/Address: Rental Property (Coronado Golf 30C Panama Condo) / Coronado, Panama Start Date: 06/01/2023 Hours Spent: 0-2 hours/month Hours Spent During Trading: 0-1 hours/month Role/Responsibility: Owner of rental property. Non Investment Related

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2000-05-03
S63	Uniform Securities Agent State Law Examination	1997-07-14

S66 Uniform Combined State Law Examination

2000-05-03
S63 Uniform Securities Agent State Law Examination

1997-07-14

Other Names

Tracy M Kaminski
Tracy Marie Kaminski
Tracy Marie Razz
Tracy Marie Raz
Tracy Marie Raz

View on SEC IAPD